FINRA Jobs & Careers

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Show:  All Results Last 7 Days
16 days ago

Business Development Manager

Financial Industry Woodland Hills, CA

o Growing our market share within the financial compliance industry. o Utilize your financial industry knowledge and relationships to close deals… Financial Industry

30+ days ago

Financial Operations Examiner - Member Regulation, ROOR

Financial Industry Regulatory Authority, Inc. New York, NY +2 locations

Conduct on-site examinations and assess member organization's financial and operational condition and compliance with SEC and FINRA rules and… CareerBuilder

30+ days ago

Senior Economist - Washington, DC or New York, NY

Financial Industry Regulatory Authority, Inc. Washington, DC

The primary duties of this position are to engage in statistical, econometric and financial analysis projects to evaluate the risks, costs and… CareerBuilder

27 days ago

Director, Market, Credit & Operational Risk, Regulatory Development & Services,

Financial Industry Regulatory Authority, Inc. New York, NY

The Director of Market, Credit and Operational Risk (Director) is responsible for providing technical advice and assistance to ROOR staff and senior… CareerBuilder

30+ days ago

Manager III,Broker Dealer Operations & Financial Responsibility, Member Regulati

Financial Industry Regulatory Authority, Inc. New York, NY

Serve as subject matter expert, and provide technical guidance and education on accounting related topics, respond to interpretative questions… CareerBuilder

23 days ago

Examination Manager - Sales Practice, Member Regulation

Financial Industry Regulatory Authority Inc New York, NY +3 locations

The Examination Manager develops and supervises District Office regulatory programs and work products related to the routine and special examinations… CareerBuilder

30+ days ago

Regulatory Analyst, On Floor Surveillance, Member Trading

Financial Industry Regulatory Authority, Inc. New York, NY

The Regulatory Analyst conducts for cause review and investigations of unusual market activity, primarily complaint driven, for evidence of… CareerBuilder

30+ days ago

Associate Principal Specialist, Credit Regulation

Financial Industry Regulatory Authority, Inc. New York, NY

Research and provide technical guidance and education on interpretive questions, and regulatory issues, concerning broker-dealer credit/margin… CareerBuilder

30+ days ago

Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinat

Financial Industry Regulatory Authority, Inc. New York, NY

The Compliance Examiner conducts equities based operational audits for compliance with relevant FINRA, SEC, and exchange client rules. Focus of the… CareerBuilder

10 days ago

Quality Coordinator III, Dispute Resolution

FINRA New York, NY

Primary duties involve Neutral Management quality control efforts Essential Job Functions: • Works with the assigned manager to assist in… Glassdoor

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West Monroe FINRA (Photo thanks to Flickr user lobtar28, available under by-nc-nd v2.0)
Washington DC headquarters of FINRA (formerly NASD), financial industry's self-regulatory body. 1735 K Street. (Photo thanks to Flickr user Dan DC All rights reserved.)
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FINRA Reviews

164 Reviews
164 Reviews
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FINRA Chairman & CEO Richard G. Ketchum
Richard G. Ketchum
77 Ratings

    Excellent place to work in

    Current Employee - Anonymous Employee
    Current Employee - Anonymous Employee

    I have been working at FINRA


    Very good environment to work in


    Sometimes work schedule is a bit stressful esp. with releases