FINRA
3.1 of 5 137 reviews
www.finra.org Rockville, MD
Post a Job

FINRA Jobs & Careers

103 job openings
Hiring? Post a Job
Show:  All Results Last 7 Days

Regional Counsel, Enforcement - Los Angeles, CA

FINRA Los Angeles, CA

The Regional Counsel performs a variety of specific duties including initiating and bringing to resolution disciplinary actions; and providing legal… partner.efinancialcareers.com

See who works here


Senior Counsel (Regulatory/Capital Markets), Office of General Counsel Washingto

FINRA Washington, DC

• Serve as the key source of legal expertise within FINRA in many subject areas, with an emphasis on trading and market issues in the fixed income… partner.efinancialcareers.com

See who works here


Associate Director, Risk Management - Washington, DC or New York, NY(Job Number:

FINRA Washington, DC

• Working with leading outside experts and internal risk specialists, designs, develops and implements market risk measurement strategies at an… partner.efinancialcareers.com

See who works here


Regulatory Coordinator - Member Regulation, Sales Practice - San Francisco, CA(J

FINRA San Francisco, CA

• Review and analyze complaints, trends, registration data and other relevant data. • Provide FINRA management with… partner.efinancialcareers.com

See who works here


Compliance Examiner - Member Regulation, Membership Application Program - New Yo

FINRA New York, NY

• Evaluates requests of firms seeking FINRA's position on whether a proposed activity would constitute a material change in business and thus… partner.efinancialcareers.com

See who works here


Investigator II, Corporate Financing - Rockville, MD

FINRA Rockville, MD

• Conducts independent investigations of potential rule violations relating to corporate financing activities, including the review of private… partner.efinancialcareers.com

See who works here


Regulatory Coordinator - Member Regulation, Sales Practice - Atlanta, GA

FINRA Atlanta, GA

Regulatory Coordinators monitor and evaluate the financial and operational and sales practice condition of member firms through continuous… partner.efinancialcareers.com

See who works here


Regulatory Coordinator - Member Regulation, Sales Practice - Chicago, IL(Job Num

FINRA Chicago, IL

• Review and analyze complaints, trends, registration data and other relevant data. • Provide FINRA management with… partner.efinancialcareers.com

See who works here


Financial Operations Examiner - Member Regulation, ROOR - New York, NY(Job Numbe

FINRA New York, NY

• Interacts with firm personnel in areas such as trading, compliance, risk management and regulatory reporting and reviews the records prepared in… partner.efinancialcareers.com

See who works here


Financial Operations Examiner - Member Regulation, ROOR - Chicago, IL(Job Number

FINRA Chicago, IL

• Analyzes internal controls in key areas of risk and evaluates systems used by member firms to determine quality and reliability. • Prepares… partner.efinancialcareers.com

See who works here

See What FINRA Employees Are Saying

Employees say it's “OK”   137 ratings

3.1

65% Approve of the CEO   63 ratings

FINRA Chairman & CEO Richard G. Ketchum

Richard G. Ketchum

Chairman & CEO

Ok

Pros: “Benefits, experience and people. Work/Life balance”Full Review


If you're searching for FINRA jobs and careers — we can help! Here you'll not only find the latest FINRA job openings, you can also see what FINRA employees have to say about a career at FINRAsalaries, reviews, and interview questions all posted anonymously by FINRA employees and job seekers.

Updated Apr 20, 2014

Glassdoor is the only job search with a view from the inside. 103 FINRA jobs - plus company salaries, reviews, and more posted by FINRA employees.