FINRA

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FINRA Jobs & Careers


Show:  All Results Last 7 Days
30+ days ago

Information Technology Risk and Controls Examiner, Member Regulation, ROOR

Financial Industry Regulatory Authority, Inc. New York, NY

Plans and conducts on-site information technology controls and compliance examinations of member organizations. Advises surveillance and exam staff… CareerBuilder


18 days ago

Lead Systems Analyst - Technology

Financial Industry Regulatory Authority Inc New York, NY

The Lead Systems Analyst, working independently, is responsible for understanding business area technology needs / challenges and creating technical… CareerBuilder


30+ days ago

Business Development Manager

Financial Industry Woodland Hills, CA +2 locations

o Growing our market share within the financial compliance industry. o Utilize your financial industry knowledge and relationships to close deals. o… Financial Industry


30+ days ago

Business Analyst Specialist, Shared Services

Financial Industry Regulatory Authority, Inc. Rockville, MD

The Business Analyst Specialist supports program management activities of the Business Solutions team. Essential Job Functions: • Works with… CareerBuilder


30+ days ago

Analyst I, Disclosure Review

Financial Industry Regulatory Authority, Inc. Rockville, MD

Using analytical, and technical skills as well as exercising discretion and independent judgment, research and review Individual, Organization and… CareerBuilder


30+ days ago

Senior Risk Specialist, Operational Risk - Washington, DC or New York, NY

Financial Industry Regulatory Authority, Inc. Washington, DC

Support the development and deployment of the operational risk management program to identify risks and define both quantitative and qualitative… CareerBuilder


30+ days ago

Compliance Examiner, Member Regulation

Financial Industry Regulatory Authority, Inc. Boca Raton, FL +2 locations

Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant conduct to protect investors and… CareerBuilder


30+ days ago

Senior Vice President & Deputy Chief, Enforcement

Financial Industry Regulatory Authority, Inc. Rockville, MD

The Deputy Chief of Enforcement is responsible for the performance of the Rockville Enforcement Centers. Essential skills include the ability to lead… CareerBuilder


30+ days ago

Training Manager, eLearning - Rockville, MD or New York, NY

Financial Industry Regulatory Authority, Inc. Rockville, MD

, as well as supervising Regulatory Training Specialists and support staff of varying levels. The incumbent is expected to have advanced technical… CareerBuilder


30+ days ago

Regulatory Coordinator - Member Regulation, Sales Practice - Jericho

Financial Industry Regulatory Authority, Inc. New York, NY

Regulatory Coordinators monitor and evaluate the financial and operational and sales practice condition of member firms through continuous… CareerBuilder


FINRA Photos

West Monroe FINRA (Photo thanks to Flickr user lobtar28, available under by-nc-nd v2.0)
Washington DC headquarters of FINRA (formerly NASD), financial industry's self-regulatory body. 1735 K Street. (Photo thanks to Flickr user Dan DC All rights reserved.)
FINRA Headquarters (Photo thanks to Flickr user WilliamlnOmaha All rights reserved.)

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FINRA Reviews

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169 Reviews
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FINRA Chairman & CEO Richard G. Ketchum
Richard G. Ketchum
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    Intern Review

    Current Employee - Anonymous Employee
    Current Employee - Anonymous Employee

    I have been working at FINRA

    Pros

    Interns are treated as expected.

    Cons

    Not there long enough to notice any.

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