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16 accountant broker dealer for the regulatory group jobs

Accountant

Financial Services London, England

The Role The Legal Entity Controller / Financial reporting accountant for this International Dealer Broker based in central London will have full… Adzuna

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Director of Regulatory Accounting

The Compliance Search Group Kansas City, MO

are, but not limited to: • Have experience with regulatory accounting for either a jointly registered broker-dealer/futures commission merchant… TheLadders.com

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Accountant

London4Jobs City of London, England

This role has a great deal of exposure and is a key and pivotal position within the department. A great deal… Glassdoor

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Manager Corporate Accounting

OppenheimerFunds 100+ Reviews Denver, CO

May Include:Responsible for accounting for registered broker/dealer legal entityResponsible for reviewing and approving third party paymentsReview… Ivy Exec

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Assistant Vice President - Finance and Investment Industry Opportunity

Credit Suisse 100+ Reviews Raleigh, NC

The External Reporting group is responsible for preparation of various financial statements (Broker / Dealer entities, Mortgage Entities, Pension… VelvetJobs.com

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Accounting Manager - Securities America

Sumitomo Mitsui Financial Group 16 Reviews Jersey City, NJ

The person in this position will be responsible for the accounting matters and system projects of a US broker-dealer, which include:P L… Ivy Exec

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Senior Financial Accountant (Controller / Finance Team) - Finance and Investment

Financial Services Institution 1 Review New York, NY

Main areas of Responsibility will include: Financial/Business Management Production of relevant financial/management accounting reporting… VelvetJobs.com

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Senior Financial Reporting Associate

Prudential 100+ Reviews United Kingdom

This Senior Financial Reporting Associate position is an outstanding opportunity to join the financial management group responsible for all… Glassdoor

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Manager - Accounting – easy apply

Max Populi, LLC. Denver, CO

May Include: •Responsible for accounting for registered broker/dealer legal entity •Responsible for reviewing and approving third party payments… Glassdoor

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Sr Corporate Accountant

OppenheimerFunds 100+ Reviews Denver, CO

May Include:Responsible for accounting for registered broker/dealer legal entityResponsible for reviewing and approving third party paymentsReview… Ivy Exec

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Corporate Accounting Manager

Lakeshore 2 Reviews Englewood, CO

May Include: •Responsible for accounting for registered broker/dealer legal entity •Responsible for reviewing and approving third party payments… Glassdoor

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Manager Corporate Accounting – easy apply

tekopinc Denver, CO

May Include: • Responsible for accounting for registered broker/dealer legal entity • Responsible for reviewing and approving third party… Glassdoor

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Senior Accountant - Broker...

E*TRADE Financial 100+ Reviews Arlington, TX

This position is responsible for providing operational accounting and month-end close support for E*TRADEs bank and broker-dealer legal entities… Glassdoor

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Junior Compliance Analyst

Interactive Brokers 52 Reviews Chicago, IL

• Prepare Surveillance Report review and memorialization • Regulatory Filings • Assist with Anti Money Laundering Program • Conduct Fraud… Glassdoor

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