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14 Accountant, Broker/Dealer for the Regulatory Group Jobs

Director of Financial Reporting & Consolidation – new

UBS 100+ Reviews Nashville, TN

This role is responsible for preparing of six sets of audited financial statements with the overall review of certain regulatory reporting deliveries… Ivy Exec

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Senior Financial Accountant (Controller / Finance Team) - Finance and Investment

Financial Services Institution 1 Review New York, NY

Main areas of Responsibility will include: Financial/Business Management Production of relevant financial/management accounting reporting… VelvetJobs.com

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SFA - Fin Bus Sup - Cap Mrks

Bank of America 100+ Reviews Jersey City, NJ

This role would primarily be responsible for analyzing and summarizing data received from Operations on a daily, weekly and monthly basis. There… Glassdoor

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CIB F&BM – NA Legal Entity Controllers – Accounting Associate

JPMorgan Chase 100+ Reviews New York, NY

include oversight of businesses bookings within the legal entities, the month end close process, and production of legal entity financial and… JobMonkey

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US Subsidiaries Controller – Americas (incl. broker/dealer)

UBS 100+ Reviews Nashville, TN

• Responsible for the management and supervision of 17+ employees (including 5 offshore) including related annual compensation and review processes. <b… Glassdoor

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Junior Compliance Associate - Securities/Commodities

Interactive Brokers 42 Reviews Chicago, IL

Interactive Brokers Group LLC, a Global Securities and Commodities business leader and one of the largest financial services firms in the U.S. has an… Glassdoor

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US Sub. Reporting: Director of Financial Reporting & Consolidation

UBS 100+ Reviews Nashville, TN

* Managing the preparation of monthly consolidated financial statements for the U.S. holding company under IFRS and U.S. GAAP… FinancialJobsWeb

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Legal Entity Reporting

Dynamics Associates New York, NY

• Assist the consolidations team with 10Q and 10K disclosures for the broker deal entity piece. • Preparing inter-company reconciliations on a monthly basi… Glassdoor

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Cash Management Analyst

UBS 100+ Reviews Stamford, CT

• Demonstrate a familiarity with Process Excellence methodologies (i.e. Six Sigma, Lean, Five S, DMAIC etc.) • Seeking a… FinancialJobsWeb

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Supervision Specialist

Cetera Financial Group 20 Reviews Schaumburg, IL

•Trade review and new account approval. •Responsible for the enforcement of policies/procedures as listed in procedure… Glassdoor

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Junior Compliance Analyst

Interactive Brokers 42 Reviews Chicago, IL

• Prepare Surveillance Report review and memorialization • Regulatory Filings • Assist with Anti Money Laundering Program • Conduct Fraud… Glassdoor

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US Subsidiaries Controller a Americas (incl. broker/dealer)

UBS Nashville, TN

* Responsible for the management and supervision of 17+ employees (including 5 offshore) including related annual compensation and review processes. <… FinancialJobsWeb

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  • Salaries
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