Refine Results

Freshness:


324 internal control regulatory and compliance officer jobs

VP, Information Security Risk Management

Prudential Newark, NJ

· Provide assurance and guidance over the general activities and concerns of the organizations security function including: governance, policy… Prudential

  • Overview
  • Reviews
  • Salaries

Compliance Officer

IDEX Consulting Ltd Kent, England

- You will monitor, risk assess and conduct compliance monitoring reviews and audits of the significant business processes to provide the business… Reed.co.uk

  • Overview

Compliance Monitoring Officer-Preston city centre – new

Intro Recruitment Ltd (Wigan) Preston, North West England, England

" Conducting internal audits on company process & procedures, departmental controls and specific client service levels. " Responsible for the… Reed.co.uk

  • Web Search

Internal Control Officer – new

Qatar National Bank (QNB) United Kingdom

The successful candidate will be a University graduate and demonstrate sound experience of control/audit procedures and knowledge of compliance in a… Recruit.net - UK

  • Web Search

Compliance Officer – new

Lawes Consulting Group 1 Review Sutton on the Hill, England

will include: You will use your Compliance knowledge to deliver compliance issues internally to your colleagues as well as deliver oversight and… xpat jobs

  • Overview
  • Reviews

Compliance Monitoring Officer

Executive Stand By Ltd Preston, North West England, England

• Conducting internal audits on company process & procedures, departmental controls and specific client service levels. • Responsible for the… Reed.co.uk

  • Web Search
We want your feedback – Are these results helpful to you?  Yes | No

Compliance Monitoring Officer

Intro Recruitment Preston, North West England, England

• Conducting internal audits on company process & procedures, departmental controls and specific client service levels. • Responsible for the… CV-Library.co.uk

  • Web Search

QA Compliance Officer

P&S Personnel Great Yarmouth, England

• Assist the Quality Assurance Supervisor with the scheduling and performance of internal audits with responsibility for the progression and… CV-Library.co.uk

  • Web Search

Compliance Officer - Monitoring and Surveillance - Finance and Investment Indust

UBS 100+ Reviews London, England

The Corporate Center ensures that our business divisions operate as a coherent and effective whole by providing and managing support and control… VelvetJobs.com

  • Overview
  • Reviews
  • Salaries

Senior Compliance Officer- Consumer AML Governance

Citi 100+ Reviews Irving, TX

• At least 7 years of experience in consumer banking compliance, legal or other control-related function in the financial services industry… Job Board

  • Overview
  • Reviews
  • Salaries

Investment Banking Control Room

Hays Financial Markets London, England

In your role as a Control Room compliance officer, you will be utilising your previous compliance experience as part of a well-regarded compliance… eFinancialCareers

  • Web Search

Equities Compliance Officer

Renaissance Capital 28 Reviews London, England

Advisory: • Provide compliance advice and support the equities sales and trading businesses, covering areas such as Exchange listed trading… eFinancialCareers

  • Overview
  • Reviews
  • Salaries

Business Assurance Officer - London

Guidant Group 26 Reviews Welwyn Garden City, England

- Review of client take-on documentation for all new clients to assess adherence to regulatory requirements - Assess the suitability and current… TotalJobs.co.uk

  • Overview
  • Reviews

(GBR) Compliance Officer - Monitoring and Surveillance – new

UBS Financial Services United Kingdom

The individual will be responsible for the monitoring of ? Market Abuse / Manipulation, Fair Dealings with Customers and Conflicts with a view to… Arca24

  • Web Search

Chief Financial Officer – new

confidential Spokane, WA

To perform this job successfully, an individual must have a Bachelors Degree in Accounting or Finance, a minimum of seven (7) years experience in… CareerBuilder

  • Web Search

Internal Audit Manager - Insurance PLC - Qual Accountant £80K

WSR Recruitment Ltd London, England

· To carry out audits on the Groups businesses worldwide. The audits comprise all aspects, financial and non financial, of the groups diverse… Reed.co.uk

  • Web Search
Be the first to get new jobs like these:
By creating a job alert, you agree to Glassdoor's Terms of Use and Privacy Policy