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182 internal control regulatory and compliance officer jobs

Control & Compliance Officer – new

Huntswood 3 Reviews Basingstoke, England

will be to: • Monitor compliance regulations and update internal policies • Contribute to the development and maintenance of the compliance… Glassdoor

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Control & Compliance Officer – new

UKStaffsearch Hook, South East England, England

will be to:Monitor compliance regulations and update internal policiesContribute to the development and maintenance of the compliance monitoring… Glassdoor

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Chief AML Compliance Officer

Scottrade 100+ Reviews Saint Louis, MO

• Administer the enterprise BSA/AML/OFAC compliance programs. • Oversee that all areas/departments of Scottrade Financial and its subsidiaries… Scottrade

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Assistant Compliance Officer

Alexander Lloyd - Compliance & Financial Services Saint Albans, England

Reporting to the Compliance and Risk Manager/Head of Compliance, you will provide compliance assistance to support and contribute to the provision of… TotalJobs.co.uk

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Compliance Officer - CF10a - CASS - Manchester- £45K

Robert Walters 64 Reviews Manchester, England

within the Control Functions, Statements of Principle and General Principles of Approved Persons * CASS Apportionment & Oversight (CF10A) Knowledge… TotalJobs.co.uk

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Assistant Compliance Officer

Alexander Lloyd Saint Albans, England

Reporting to the Compliance and Risk Manager/Head of Compliance, you will provide compliance assistance to support and contribute to the provision of… Adzuna

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Compliance Officer – new

London4Jobs City of London, England

The role will sit within a new division focussed around the distribution of the firm's products to retail markets. Reporting to the UK Head of… Glassdoor

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Trade Monitoring and Surveillance Officer - Finance and Investment Industry Oppo

UBS 100+ Reviews London, England

The individual will be responsible for the monitoring of Market Abuse / Manipulation, Fair Dealings with Customers and Conflicts to ensure there's no… VelvetJobs.com

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Sanctions and Anti-corruption Officer/ ABC / AML – new

Aston Carter 14 Reviews City of London, England

An excellent opportunity to work as part of a Anti Corruption & Sanctions team to develop and implement a Compliance Program. The position will… jobs.co.uk

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Head Of Financial Crime - Banking - Contract - Lon – new

Real 3 Reviews London, England

Proven technical expertise in the field of Financial Crime - specifically in respect of the UK laws and regulations regarding Financial Crime. Able… jobs.co.uk

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Compliance Officer, Control Group & Research Legal, SVP

Citigroup 100+ Reviews Hong Kong, NA

Job Purpose: The Control Group Research Legal team (the Control Group ) is responsible for the management of conflicts of interests within Citi. The… Ivy Exec

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Deputy Chief Compliance Officer

Leading Financial Services Firm New York, NY

Manage and continue the development and organization of the Corporate Compliance Program (e.g., Policy and Training, Control Room, Conflicts… Ivy Exec

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Compliance Control Officer, Brussels (M/F)

Petit Bruxelles

- To participate in the parameterization of the Compliance system Sentinel (coding of Legal, Statutory, Contractual and Internal rules). - To ensure… feed.stepstone.be

Surveillance Officer

Majestic Star Casino 4 Reviews Gary, IN

Essential Functions: The Surveillance Officer is responsible for observing, monitoring and recording all activity occurring in the casino area and… Majestic Star Casino

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Chief Operating Officer

Sterling Life Sciences Southern California, CA

include: 1) Oversee general financial of the company 2) Strategically plan, prepare and implement annual budgets 3) Ensure that the company… Sterling Life Sciences

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Compliance Officer - CF10a - CASS - Manchester-£45K

Robert Walters Manchester, England

within the Control Functions, Statements of Principle and General Principles of Approved Persons * CASS Apportionment & Oversight (CF10A) Knowledge… TotalJobs.co.uk

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Compliance Officer ICG Testing

Citi New York, NY

Compliance Testing (CT) is responsible for the execution of reviews of the Institutional Client Group (ICG), Citi Personal Wealth Management (CPWM… Citi

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