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5,733  Senior Associate Compliance Jobs

Senior Quality Engineer (TestNG) – new

Walmart eCommerce San Bruno, CA

• Demonstrates up-to-date expertise and applies this to the development, execution, and improvement of action plans • Develops software quality… Walmart eCommerce

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Senior Compliance Associate - Corporate Compliance

FXCM, Inc. New York, NY

of the Compliance program • Other duties as assigned Experience and Skills: • Applicants should have previous experience working in a Compliance… FXCM, Inc.

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Senior Compliance Associate

Talent2 24 Reviews Bournemouth, England

You will be responsible for collecting and documenting data to assist with investigations. You will review and analyse data highlighting any… Reed.co.uk

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Senior Compliance Associate

Michael Page Financial Services United Kingdom

- To work in partnership with Senior Management and the business ensuring the promotion of `good practice Compliance` in order to gain buy… TotalJobs.co.uk

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Senior Compliance Associate

United Kingdom

Senior Compliance Associate A£180 per day 6 x months… am currently recruiting a Senior Compliance Associate to… www.workcircle.co.uk

Senior Associate - Compliance

Thistle Initiatives Croydon, England

Keeping up to date with the FCA and Industry sources to assist with providing the firm with regular updates Assisting with reviewing and approving… Glassdoor

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Senior Compliance Associate

Brightwater Professional Services Belfast, Northern Ireland

Provide compliance advice and support to our financial institution clients Provide internal compliance and policy advice Monitor regulator… Adzuna

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Senior Compliance Associate - Corporate Compliance

FXCM, Inc. 100+ Reviews New York, NY

of the Compliance program • Other duties as assigned Experience and Skills: • Applicants should have previous experience working in a Compliance… FXCM, Inc.

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Senior Compliance Associate; Mutual Funds – new

Leading Financial Services Firm New York, NY

Foreign ownership backup. International Offerings backup. Minimum Requirements 7 10 years compliance experience, primarily in an asset management… Ivy Exec

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Consulting - Senior Associate - Lending Compliance – new

McGladrey LLP 100+ Reviews Los Angeles, CA

At McGladrey we know tools and techniques go only so far in exposing risk to our clients. We know that our success depends upon the strength of our… CareerBuilder

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Risk Assurance Senior Associate Health Care Compliance

PwC 100+ Reviews Los Angeles, CA

Are you interested in the opportunity to work for an industry-leading firm that services clients that include the Fortune 500, and will give you the… PwC

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Compliance Senior Associate

PNC 2 Reviews Philadelphia, PA

You will work in a cross-functional team environment and interact with specific lines of business to understand current and prospective practices… CareerBuilder

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Senior Compliance Associate – new

Green Key Resources 17 Reviews New York, NY

* Draft internal memos and professional correspondence * Understand and develop knowledge of regulatory guidelines and how they influence firm s… Glassdoor

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Senior Agency Compliance Associate

Metlife 100+ Reviews Westborough, MA

1) Ensures agency activities and materials comply with company policy and state and federal insurance department regulations. 2) Serves as back-up… TheLadders.com

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Senior Compliance Associate - Finance and Investment Industry Opportunity

NY-based Bank/Broker-Dealer New York, NY

of the Compliance program - See more at:… VelvetJobs.com

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Senior Compliance Associate Platform Supervision

FXCM, Inc. 100+ Reviews New York, NY

• Conduct ongoing monitoring and supervision of FXCM's platforms to ensure they meet NFA and CFTC standards • Perform trend analysis of complaints… FXCM, Inc.

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Senior Compliance Associate

Connect Search, LLC Chicago, IL

• Maintain the required compliance and corporate files as mandated by the SEC, NFA and other applicable regulators. • Review marketing materials… CareerBuilder

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Senior Compliance Associate

Talent2 Bournemouth, England

You will be responsible for collecting and documenting data to assist with investigations. You will review and analyse data highlighting any… Reed.co.uk

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14:PAR-021: Investor Relations Associate

Enterprise Community Partners Columbia, MD

include performing analysis necessary to manage cash, liquidity and interest rate risk, evaluating/modeling new business opportunities, and… Enterprise Community Partners

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