Peel Hunt Interview Question: If you were the FCA auditing ... |

Interview Question

Compliance Analyst Interview London, England

If you were the FCA auditing tomorrow the trading floor

 , how would you do it?

Interview Answer

1 Answer


I used the risk universe and risk registers roll-out and adapted it to the equities broking world [i had my research but i should have come to the meeting with a risk mapping already created on an as if basis in my back pocket]

Interview Candidate on 27 Sep 2019

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