Peel Hunt Interview Question: If you were the FCA auditing ... | Glassdoor.co.uk

Interview Question

Compliance Analyst Interview London, England

If you were the FCA auditing tomorrow the trading floor

 , how would you do it?
Answer

Interview Answer

1 Answer

0

I used the risk universe and risk registers roll-out and adapted it to the equities broking world [i had my research but i should have come to the meeting with a risk mapping already created on an as if basis in my back pocket]

Interview Candidate on 27 Sep 2019

Add Answers or Comments

To comment on this, Sign In or Sign Up.