Peel Hunt Compliance Analyst Interview Questions | Glassdoor.co.uk

Peel Hunt Compliance Analyst Interview Questions

Interviews at Peel Hunt

1 Interview Review

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Compliance Analyst Interview

Anonymous Interview Candidate in London, England
No Offer
Positive Experience
Average Interview

Application

I applied through a staffing agency. The process took 1+ week. I interviewed at Peel Hunt (London, England) in August 2019.

Interview

45-minute interview with one compliance manager and head of risk and compliance. Friendly and trustworthy recruitment agent, cosy office. Not difficult. My brain froze for some bizarre reason. Missed opportunity to be back into stocks. Friendly staff.

Interview Questions

  • If you were the FCA auditing tomorrow the trading floor, how would you do it?   1 Answer
  • What would be the next compliance risks affecting broking houses like Peel Hunt ?   1 Answer
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