Compliance Officer Interview Questions | Glassdoor.co.uk

Compliance Officer Interview Questions

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- you strengths - your experience - your drive - your thoughts on a work life balance - what you would bring to your world - how do you keep yourself organised - where do you see yourself in 5 years times - your strengths and weaknesses

What does MiFID II provide with regards to the inducements regime.

Why do you want to work here, what can your us bring to the team etc

There was a question about agility which was confusingly phrased, and nothing to do with fitness.

Group assessment: pick the best deal out of a range of three, using the information provided.

Describe a time when you had to deal with a challenging situation.

They asked a number of technical compliance questions, asked about my experience and how it related to their business and wanted my views on a number of risks.

How do you work in a team? What is business resilience? What do you know about the company? What do you think the role will involve?

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