Regulatory Compliance Lawyer Jobs in London, England | Glassdoor.co.uk

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Regulatory Compliance Lawyer Jobs in London, England

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  • 4.1
    Axiom Global – London, England
    3 days ago 3 d
    Currently, we're on the hunt for exceptional FS Regulatory & Compliance lawyers to join our ranks with: Excellent academic… years of solid experience in advising clients on legal regulatory and compliance issues across a broad range of areas including investment…
  • MERJE Ltd – London, England
    30+ days ago 30d+
    Head of Compliance will direct and coordinate enterprise-wide compliance activities as mandated by the Company Compliance Program… financial crime related regulatory developments, business issues, operational failures or regulatory breaches and ensure that…
  • 3.8
    Swiss Re – London, England
    11 days ago 11 d
    develop and enhance Compliance Tools. Compliance Training & Awareness • Lead/oversee the development of Compliance trainings and awareness… plans for Compliance policies and standards • Participate in the drafting and reviewing of Compliance documents Compliance Planning…
  • 3.8
    Hiscox – London, England
    2 days ago 2 d
    excellence and an authority on regulatory compliance issues and standards. To monitor changes in the regulatory requirements and respond… of material regulatory change. Core to this role will be an understanding of the practical implications of regulatory requirements…
  • 3.6
    Credit Suisse – London, England
    9 days ago 9 d
    identified via the Compliance Risk Assessment or by the business Assist in the preparation off / delivery of regulatory training to… Global Markets Compliance – Derivatives Coverage A position has arisen in the Coverage Compliance Team within the Global…
  • 3.6
    Credit Suisse – London, England
    2 days ago 2 d
    / Infrastructure Compliance is a team of regulatory compliance specialists that provides dedicated compliance advisory coverage… The Chief Compliance and Regulatory Affairs organization at Credit Suisse strives to become a proactive, independent function…
  • 3.2
    Financial Conduct Authority – London, England
    9 days ago 9 d
    an early stage and know when to consult or others, including lawyers and/or senior staff. Proven sound attention to detail can… stakeholders. The opportunity to learn more about the FCA, its regulatory agenda and deliver against its operational objectives.…
  • 3.8
    EY – London, England
    14 days ago 14 d
    Contract Lawyers or Paralegals with demonstrable experience in Contract Law needed for an upcoming London based project EY… About the opportunity The EY MDR team are seeking contract lawyers and paralegals for an upcoming London based project. The contractors…
  • 4.8
    Currency Solutions – London, England
    today 4 hr
    directed by the Head of Compliance Maintain record keeping systems both manual and softcopies Submit regulatory reports [e.g. SAR,… Role As our Compliance Officer you will report to the Head of Compliance, assisting and supporting the Compliance department.…
  • 4.8
    Investigo – London, England
    25 days ago 25 d
    Investigo Compliance are working with a leading Wealth Management firm to recruit for a Compliance Officer to join their team.… recently merged with a Strategic Partner and are looking for a Compliance officer to manage the integration of their policies and procedures…
  • 3.6
    Credit Suisse – London, England
    18 days ago 18 d
    The Divisional Anti-Fraud Compliance Officer will join the global Anti-Fraud Compliance team in London under the supervision… investigation and analytical skills in order to meet increasing regulatory scrutiny. The ideal candidate would possess the…
  • 3.5
    BNP Paribas – London, England
    28 days ago 28 d
    Legal and Regulatory Responsibilities Comply with all applicable legal, regulatory and internal Compliance requirements,… the Central Compliance function in a range of initiatives and projects and emerging issues across the Compliance Department.…
  • 2.0
    Castlerock Recruitment Group Ltd – London, England
    14 days ago 14 d
    ethic. The Compliance Officer is to undertake all compliance for new nurses and ensure annual and ongoing compliance of all Healthcare… business. Due to extensive growth we are seeking to recruit a Compliance Officer within the London branch. This is a fantastic opportunity…
  • Taylor Root – London, England
    2 days ago 2 d
    for a compliance officer to join their London Branch. The role is a stand alone role in London, building out the compliance function…
  • 3.4
    Deutsche Bank – London, England
    17 days ago 17 d
    build-out of Deutsche Bank’s compliance programme Assisting in the timely resolution of exchange, regulatory or internal investigations… training in line with regulatory requirements and annual training objectives Understanding the Markets Compliance strategy and delivering…
  • 3.5
    BNP Paribas – United Kingdom
    12 days ago 12 d
    Legal and Regulatory Responsibilities Comply with all applicable legal, regulatory and internal Compliance requirements… Procedure-setting for the territory Regulatory watch and relationship management with local regulators Compliance related controls and procedures…
  • 3.6
    Credit Suisse – London, England
    22 days ago 22 d
    Involvement in Regulatory Enquiries Develop policies and procedures. Deliver Compliance training. 6… good judgment. Good working knowledge of the UK and EU regulatory framework. Degree level education preferred.…
  • Alexander Lloyd Ltd. – London, England
    today 5 hr
    expert knowledge of the regulatory regime and the requirements and guidance issued by the regulatory bodies surrounding motor… with a firm grip on the market. A great opportunity for a compliance officer with experience as MLRO to facilitate, advise, support…
  • 3.4
    Deutsche Bank – London, England
    17 days ago 17 d
    Compliance At Deutsche Bank, good compliance is everybody’s responsibility. The Compliance department’s core functions… control function, the Compliance Department seeks to manage compliance risk and deepen the culture of compliance at Deutsche Bank through…
  • 3.4
    Transport for London – London, England
    15 days ago 15 d
    Compliance Officer Level 1: £23,000 (plus 12.5% non-pensionable shift allowance) Level 2: Circa £30,000 Closing date… tram or push bike. Operational role Joining us as a Compliance Officer, you'll have the opportunity to make sure everyone…
  • 4th Dimension Innovation – Egham, England
    today 5 hr
    continuous growth." The Compliance Officer will assist the leadership team in ensuring compliance in all areas, delivering a… insurance/claims handling Detailed knowledge of regulatory bodies and how they work Be able to demonstrate application…
  • 3.7
    Twenty Recruitment Ltd – London, England
    3 days ago 3 d
    line manager(s) to meet their regulatory requirements. * Identify general regulatory and compliance risk issues including the review… Centralised Investment Team * Support projects ensuring compliance with regulatory and legislative requirements. * Respond to ad-hoc…
  • Alexander Lloyd – London, England
    10 days ago 10 d
    expert knowledge of the regulatory regime and the requirements and guidance issued by the regulatory bodies surrounding motor… with a firm grip on the market. A great opportunity for a compliance officer with experience as MLRO to facilitate, advise, support…
  • 3.7
    Danske Bank – London, England
    today 6 hr
    new Managing Compliance Officer you will become part of an international community of 100 people in Group Compliance. We have one… Head of Corporates & Institutions (C&I) Compliance, be a member of the C&I Compliance management team and manage a team with…
  • LMA – London, England
    today 6 hr
    support functions to help on the MiFID II project to cover compliance tasks such as documenting decisions and policies and procedures… Steering Committee meetings. Liaise with the EMEA Region Local Compliance Officers in order to implement MiFID II in a harmonised approach…
  • 3.2
    Cordium – London, England
    5 days ago 5 d
    The firm is looking for an experienced compliance professional with a proven track record gained within the asset management…
  • 5.0
    Caritas Recruitment – London, England
    21 days ago 21 d
    : As a Safeguarding Officer you will be: Working on compliancy for candidates Requesting and chasing documents Sales support… Keep the database cleansed and up to date Check candidates compliancy to determine their suitability for roles Liaise directly…
  • Education Support Professionals Ltd – London, England
    8 days ago 8 d
    Tier 4 Compliance Officer Full time twelve week contract to start ASAP £16.54 PAYE or £21.65 umbrella South East London Job… recruiting to a twelve week full time contract for a Tier 4 Compliance Officer. This contract involves providing advice, guidance…
  • 3.4
    RCC Recruitment Limited – Sevenoaks, England
    4 days ago 4 d
    are looking for a Compliance Officer to join the compliance & quality team. Objectives 1. Undertake compliance monitoring of the… Compliance Officer- Sevenoaks Looking for a call monitoring officer who wants to work for a people led company where your work…
  • 3.9
    Euro London – London, England
    7 days ago 7 d
    for a new Compliance Officer to join the team! Ideal candidates will have the following experience: -A compliance background… is updated with current and new compliance laws -Preparing monthly reports to Head of Compliance -Undertaking credit checks on…
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