Being aware of registrations on file on time and maintaining new laws passed from nfa and operating in the new laws of operating , for Forex Global foreign currency trading as a senior broker....lesson learned is never listen to your boss when they make in house changes when they didn't notify the proper authorities of new operations....I should have had written approval proof of said changes and i didn't..therefore it cost me a slap on the hand from authorities whom govern the financial firms operations. .they warned me not to allow or listen to verbal instructions of operations without written proof of approval from sec or nfa....I learned my lesson well...