Terrible Management - Principal Examiner FINRA Employee Review

3.0
27 Mar 2014
Recommend
CEO approval
Business outlook

Pros

Reasonable work hours and reasonably good benefits. Still has a company funded pension. The core belief of protecting investors is important.

Cons

Terrible management...only friends and family succeed here. At FINRA its definitely not what you know, but who you know. The core belief of protecting investors goes out of the window.

Explore other reviews about FINRA

5.0
22 May 2026
Recommend
CEO approval
Business outlook

Pros

The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

Cons

Lots of folks don't do their job and aren't let go.

1
4.0
28 Jun 2026
Recommend
CEO approval
Business outlook

Pros

Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

Cons

Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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