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      Brighton Jones LLC

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      Compliance operations associate Interview

      6 May 2025
      Anonymous interview candidate
      Seattle, WA
      No offer
      Positive experience
      Difficult interview

      Application

      I applied online. The process took 3 weeks. I interviewed at Brighton Jones LLC (Seattle, WA) in Apr 2025

      Interview

      I had a 30-minute call with a recruiter, an in-person interview with two team members in compliance, then two back-to-back interviews which focused on values and technical skill. The first interview took an hour, which focused on walking through my skill set, and discussing my involvement with the auditing process, and how it can relate to their specific needs. It felt like they weren't 100% sure what they needed and were looking for someone to come in and help build the auditing process from the ground up. There was a lot of focus on philanthropy, and individual contributions to community care. The process went extremely quick, over the course of 3 weeks and everyone was very kind and accommodating.

      Interview questions [1]

      Question 1

      Walk me through your resume. Tell me about the Bank Secrecy Act and the Investment Advisor Act of 1940 We are a growing company, do you believe you would be able to keep up with an ever-expanding company? What are things that stuck out to you regarding the Investment Advisor Act of 1940 and how it applies to the role and why that is important? Tell me about a time you helped someone. Tell me about a time where you experienced exceptional customer service and how that has changed your perspectives.
      Answer question